SEBI Registration No: INH000019220 / StockYard Research firm is SEBI registered as a Research Entity in terms of SEBI (Research Analyst) Regulations, 2014. SEBI Research Analyst No: INH000019220.

Investor Charter

Vision and Mission Statements for Investors

Vision: Invest with knowledge & safety.

Mission: Every investor should be able to invest in the right investment products based on their needs, manage and monitor them to meet their goals, access reports, and enjoy financial wellness.

Details of Business Transacted by the Research Analyst

Our key responsibilities include:

• Publishing research reports based on research activities.
• Providing an independent, unbiased view on securities.
• Offering unbiased recommendations while disclosing financial interests.
• Providing research recommendations based on publicly available data.
• Conducting audits annually.

Details of Services Provided to Investors

Onboarding of Clients: We ensure fair and transparent onboarding for all clients.

Disclosure to Clients:

• Distributing research reports and recommendations without discrimination.
• Maintaining confidentiality before research reports are made public.

Grievance Redressal Mechanism

If you have any concerns, you can approach the Research Analyst directly, and we will strive to resolve your grievance within 30 days.

If unsatisfied, you may lodge a complaint with SEBI on the SCORES portal. SEBI takes up complaints with the concerned intermediary for timely resolution. SCORES also allows tracking the status of complaints.

For physical complaints, you may send them to:

Office of Investor Assistance and Education, SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400051.

Expectations from Investors (Responsibilities)

Do’s:

• Always deal with SEBI-registered Research Analysts.
• Ensure that the Research Analyst has a valid registration certificate.
• Check the SEBI registration number on the official SEBI website.
• Review all disclosures in research reports before investing.
• Pay the Research Analyst only through banking channels and maintain proper receipts.
• Verify research recommendations before investing in securities or public offers.
• Ask all relevant questions before acting on a recommendation.
• Report any Research Analyst offering guaranteed returns to SEBI.

Don'ts:

• Do not provide funds to the Research Analyst for investment.
• Do not fall for misleading advertisements or market rumors.
• Do not be attracted by limited-time discounts, incentives, or gifts.
• Do not share your trading and demat account login credentials with anyone.