Disclosure – Research Analyst
StockYard Research is a SEBI Registered Research Analyst
(Registration No. INH000019220).
Purpose of Disclosure
This disclosure is provided to help prospective and existing clients make an
informed decision before availing the research
services of the Research Analyst.
Background & Business Details
Mr. Shivpal Rajput, Proprietor of
StockYard Research, is registered with the
Securities and Exchange Board of India (SEBI) as a Research Analyst
(Registration No. INH000019220).
StockYard Research is engaged in providing
independent research and market recommendations
in the securities market.
Terms of Research Services
- Services are limited strictly to research and recommendations only
- No investment advisory, portfolio management, or execution services are provided
- No guarantee or assurance of returns
- Investments and trading are subject to market risks
- Past performance is not indicative of future results
- The Research Analyst shall not be responsible for any losses incurred by investors
Disciplinary History
- No pending litigations or legal proceedings
- No penalties, directions, or regulatory actions taken by SEBI against the Research Analyst
Details of Associates
Conflict of Interest & Compensation Disclosures
-
The Research Analyst and its employees do not trade in securities that are
the subject of recommendations.
-
No actual or potential conflict of interest exists. Any future conflict,
if arising, shall be promptly disclosed to clients.
-
No compensation has been received from:
- Subject companies
- Investment banking, merchant banking, or brokerage services
- Public issue management activities
-
The subject company was not a client of the Research Analyst in the
preceding 12 months.
-
The Research Analyst has not served as an officer, director, or employee
of the subject company.
-
No market-making activities have been undertaken for the subject company.
Standard Warning
“Investments in the securities market are subject to market risks.
Read all the related documents carefully before investing.”
Disclaimer
“Registration granted by SEBI, enlistment as a Research Analyst, and certification
from NISM do not guarantee performance or assure any returns to investors.”
StockYard Research
SEBI Registered Research Analyst
Registration No.: INH000019220